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The Royal Group has made the strategic decision to no longer accommodate Retail Clients under its ASIC license effective 1st January 2021.
We will instead continue to accept and serve our wholesale and institutional clients. Read More
The Royal Group has made the strategic decision to no longer accommodate Retail Clients under its ASIC license effective 1st January 2021.
We will instead focus on Wholesale business from this entity. read more
Regulation
MATTERS
Not only do we bask in the benefits of being a broker, but we also own all of the responsibility and honesty required to run an ethical business. After all, we’re triple licensed.
Regulation
MATTERS
Our License
ASIC
Australian Securities
& Investments Commission
Royal Financial Trading Pty Ltd is licensed and regulated by ASIC (Australian Securities & Investments Commission – License number AFSL 420268) and located in Sydney, Australia.
How We Safeguard Your Funds
Here at Royal, we abide by the strict regulatory bodies which govern us, which is why we’ve implemented a set of rules and procedures to ensure the protection of your funds.
Storing Your Funds
(a.k.a. Banks)
Over the years, Royal has established partnerships with well-established, domestic and international banks.
Separating Them
(a.k.a. Segregation of Funds)
Client funds are held in a segregated client trust account that can not be used for any of Royals operational purposes.
Anti-Money Laundering
(a.k.a. AML)
Royal only accepts clients and funds that adhere to strict Anti-Money Laundering conditions, which means we protect our clientele from regulatory transgressions.
Delivering Your Funds
(a.k.a. Withdrawal Policy)
We understand the great importance our clients place on how quickly they receive their funds once requested.
It is therefore one of our top priorities to ensure that a withdrawal request is acted on swiftly.
The Joys of Trading with Royal
Upholding these regulations is very important to us. It helps you trade with a certain state of mind so you can experience the joys of trading.
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They say curiosity killed the cat, we say curiosity makes you awesome. Here are all the tidbits for all the Curious Georges & Dora the Explorers out there.
