The Royal Group has made the strategic decision to no longer accommodate Retail Clients under its ASIC license effective 1st January 2021.
We will instead continue to accept and serve our wholesale and institutional clients. Read More

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The Royal Group has made the strategic decision to no longer accommodate Retail Clients under its ASIC license effective 1st January 2021.
We will instead focus on Wholesale business from this entity. read more

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Wholesale Client

To qualify as a Wholesale Client you would need to meet the relevant criteria listed under one of the four Exemptions available for Royal clients:

Individual Wealth

  • Do you have net Assets of A$2.5M +
  • Or have you earnt A$250k + in the last two financial years

 
If you have answered yes to either of these questions, then you may qualify as a Wholesale Client. You will need to provide an Accountants Letter to Royal declaring that you meet one of the above. See here for template

Professional Investor

  • Are you Licenced for Financial services?
  • Person who controls at least A$10 million
  • Body regulated by APRA
  • Body registered under the Financial Corporations Act 1974
  • Listed Entity or related body corporate of a listed entity
  • Exempt public authority

 
If you answered yes to any of the above, then you may qualify as a Wholesale Client. You will need to submit proof to Royal that supports which criteria you qualify under.

Business

Note: the Business Exemption only applies to companies that will use Royals services in connection with your business

  • Is your business involved in the manufacturing of goods and employs more than 100 people?
  • Is your business NOT involved in the manufacturing of goods, and you employ more than 20 people?

 
If you answered yes to either of the above, then you may qualify as a Wholesale Client. You will need to submit proof to Royal that supports which criteria you qualify under.

Sophisticated Investor

Note: Sophisticated Investor exemption CANNOT be offered to any client that has been a Retail Client of Royal Australia previouslys.

  • Do you have 3 years + live trading experience?
  • Have you attended registered trading courses that can provide full course transcripts and marks and have at least 1 year of live trading experience?

 
If you answered yes to either of the above, then you may qualify as a Wholesale Client. You will need to submit proof/s to Royal that supports the above criteria you qualify under. Please note that Royal will include in its assessment that you trade a certain size of trade and how frequently you trade, to ensure you do in fact fit the Sophisticated Investor criteria.

Once Royal receives your request to become a Wholesale Client along with the relevant proof/s, Royals Compliance team will review to confirm that you qualify.

We’d love to hear from you!


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We really appreciate your comments, and promise to incorporate them into our continuous growth.

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